-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QIK4ZqmJbKDVIvQjs6afzKCZMXScSRF9WLlOkdgGXvNkInsyhNGq83JlXlMjcq44 FAe+FOWHrbSZeKd5kB/dWQ== 0000940180-00-000097.txt : 20000211 0000940180-00-000097.hdr.sgml : 20000211 ACCESSION NUMBER: 0000940180-00-000097 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000210 GROUP MEMBERS: BAY HARBOUR MANAGEMENT LC GROUP MEMBERS: DOUGLAS P. TEITELBAUM GROUP MEMBERS: STEVEN A.VAN DYKE GROUP MEMBERS: TOWER INVESTMENT GROUP, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AAON INC CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41516 FILM NUMBER: 532160 BUSINESS ADDRESS: STREET 1: 900 PETROLEUM CLUB BUILDING STREET 2: 601 SOUTH BOULDER CITY: TULSA STATE: OK ZIP: 74119-1300 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON STREET 2: 2425 SOUTH YUKON CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 593418243 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 SC 13G/A 1 AMENDMENT NO. 2 TO SCHHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- SCHEDULE 13G (Amendment No. 2) Under the Securities Act of 1934 Aaon, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.004 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 000360206 - -------------------------------------------------------------------------------- (CUSIP Number) January 28, 1999 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP No. 000360206 13G Page 2 of 9 Pages - --------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ 1 Name of Reporting Person Steven A. Van Dyke I.R.S. Identification No. of Above Person Not applicable - ------------------------------------------------------------------------------------------------ 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - ------------------------------------------------------------------------------------------------ 3 SEC Use Only - ------------------------------------------------------------------------------------------------ 4 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------ Number of 5 Sole Voting Power Shares 0 --------------------------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 ---------------------------------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 0 --------------------------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - ------------------------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - ------------------------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0% - ------------------------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN, HC - -------------------------------------------------------------------------------------------------
CUSIP No. 000360206 13G Page 3 of 9 Pages ----------------------- - ------------------------------------------------------------------------------------------------- 1 Name of Reporting Person Douglas P. Teitelbaum I.R.S. Identification No. of Above Person Not applicable - ------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] ------------------------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 0 --------------------------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 --------------------------------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 0 --------------------------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - ------------------------------------------------------------------------------------------------ 9 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - ------------------------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------------------------ 11 Percent of Class Represented by Amount in Row (9) 0% - ------------------------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN, HC - -------------------------------------------------------------------------------------------------
CUSIP No. 000360206 13G Page 4 of 9 Pages ----------------------- - ------------------------------------------------------------------------------------------------- 1 Name of Reporting Person Tower Investment Group, Inc. I.R.S. Identification No. of Above Person 59-2924229 - ------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - ------------------------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - ------------------------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 0 --------------------------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 ---------------------------------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 0 --------------------------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - ------------------------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - ------------------------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0% - ------------------------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) HC - -------------------------------------------------------------------------------------------------
CUSIP No. 000360206 13G Page 5 of 9 Pages - --------------------------- ----------------------- - ------------------------------------------------------------------------------------------------- 1 Name of Reporting Person Bay Harbour Management, L.C. I.R.S. Identification No. of Above Person 59-3418243 - ------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - ------------------------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - ------------------------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 0 --------------------------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 ---------------------------------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 0 --------------------------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - ------------------------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - ------------------------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0% - ------------------------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IA - -------------------------------------------------------------------------------------------------
CUSIP No. 000360206 13G Page 6 of 9 Pages - --------------------------- ----------------------- This Amendment No. 2 amends and supplements the Statement on Schedule 13G, originally filed with the Securities and Exchange Commission on July 30, 1999, and amended on February 10, 2000 (the "Schedule 13G"), by Bay Harbour Management, L.C. ("Bay Harbour"), Tower Investment Group, Inc. ("Tower"), as the majority stockholder of Bay Harbour, and Steven A. Van Dyke ("Mr. Van Dyke") and Douglas P. Teitelbaum ("Mr. Teitelbaum") in their capacities as stockholders of Tower (and Mr. Van Dyke in his capacity as President of Tower) (Bay Harbour, Tower, Mr. Van Dyke and Mr. Teitelbaum are collectively the "Reporting Persons"). Capitalized terms contained herein but not otherwise defined have the meanings ascribed to them in the Schedule 13G. Item 4(a) Amount Beneficially Owned: Item 4(a) is hereby amended in its entirety to read as follows: As of January 28, 2000, Bay Harbour was not the beneficial owner of any shares of Aaon Common Stock as a result of voting and dispositive power that it held with respect to the 0 shares of Aaon Common Stock held for the account of five private investment funds and three managed accounts. As of January 28, 2000, Tower was not the beneficial owner of any shares of Aaon Common Stock deemed to be beneficially owned by Bay Harbour as referred to above. Tower is the majority stockholder of Bay Harbour. As of January 28, 2000, Mr. Van Dyke was not beneficial owner of any shares of Aaon Common Stock deemed to be beneficially owned by Bay Harbour as referred to above. Mr. Van Dyke is a stockholder and President of Tower. As of January 28, 2000, Mr. Teitelbaum was not the beneficial owner of any shares of Aaon Common Stock deemed to be beneficially owned by Bay Harbour as referred to above. Mr. Teitelbaum is a stockholder of Tower. Item 4(b) Percent of Class: Item 4(b) is hereby amended in its entirety to read as follows: 0% CUSIP No. 000360206 13G Page 7 of 9 Pages - --------------------------- ----------------------- Item 4(c) is hereby amended in its entirety to read as follows: Item 4(c): Number of shares as to which Bay Harbour has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 0 Bay Harbour does not currently possess any rights to acquire additional shares of Aaon Common Stock. Number of shares as to which Tower has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 0 Tower does not currently possess any rights to acquire additional shares of Aaon Common Stock. Number of shares as to which Mr. Van Dyke has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 0 Mr. Van Dyke does not currently possess any rights to acquire additional shares of Aaon Common Stock. Number of shares as to which Mr. Teitelbaum has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 0 Mr. Teitelbaum does not currently possess any rights to acquire additional shares of Aaon Common Stock. CUSIP No. 000360206 13G Page 8 of 9 Pages - --------------------------- ----------------------- Item 5. Ownership of Five Percent or Less of a Class. Item 5 is hereby amended in its entirety to read as follows: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 6 is hereby amended in its entirety to read as follows: Not Applicable. Item 10. Certification. By signing below, each of the undersigned certifies that, to the best of such person's knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 000360206 13G Page 9 of 9 Pages - --------------------------- ----------------------- SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct. BAY HARBOUR MANAGEMENT, L.C. Date: February 10, 2000 By: /s/ Steven A. Van Dyke ------------------------ Name: Steven A. Van Dyke Title: President and Chief Executive Officer TOWER INVESTMENT GROUP, INC. Date: February 10, 2000 By: /s/ Steven A. Van Dyke ------------------------- Name: Steven A. Van Dyke Title: President Date: February 10, 2000 /s/ Steven A. Van Dyke ---------------------- Steven A. Van Dyke Date: February 10, 2000 /s/ Douglas P. Teitelbaum ------------------------- Douglas P. Teitelbaum -----END PRIVACY-ENHANCED MESSAGE-----